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Consulting Limited (ACL) was established by Peter
Sibthorpe to provide firms conducting investment
business with professional regulatory compliance
support. Through its network of contacts, all of
whom have previously held senior positions within
the regulatory compliance universe, ACL can provide
professional compliance support in a wide range
of areas. Examples
of the areas covered by ACL include: money laundering
prevention and the practical application of the
Joint Money Laundering Steering Group’s
(JMLSG’s) Guidance Notes; authorisation;
product development; e-commerce; risk-based monitoring;
financial promotions; senior management responsibilities
(including the interlocking rules governing systems
and controls, approved persons, fitness and propriety,
training and competence, and the Turnbull guidelines),
and; remedial work following regulatory censure.
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ACL can help you to develop products,
services, systems and controls that complement
your business plans and satisfy your regulatory
obligations. We also provide training and executive
briefings, and continue to support your business
on a retained basis if required.
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