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Introduction

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If this is your first visit to our site, please take a few moments to read this important notice

-	Pre-ARROW II inspection audits
	Are you ready for ARROW II? ACL’s pre-ARROW II inspection audits are designed to prepare you for the real thing. These audits are geared towards identifying the risks that your firm is likely to pose to the FSA achieving their statutory objectives and preparing senior management and other approved persons for the line of questioning they will face during an FSA risk assessment visit. To find out more, click on the link above.
	2007-04-08

-	Why conduct an independent review of your Compliance department?
	Casting a fresh pair of eyes over the procedures, systems and controls in place within your compliance department can pay dividends. To find out what this typically involves, click on the link above.
	2007-03-29

Wednesday, 10 March 2010 | Important notice